Notice
Stage 1: Consider a notice
Step
1.1
For: Inspector
Can a notice be supported with sufficient evidence?
Gather all the evidence and information available, assess it and decide:
- if it is sufficient to support your opinion in the context of HSWA
Sections 21 or 22 that an improvement or prohibition notice should be
served, and
- sufficient to successfully defend the decision to issue a notice at
an appeal hearing before an Employment Tribunal, or
- whether more evidence/information is required and obtainable
All material gathered:
- should be recorded and retained in accordance with the
CPI Act in England and Wales or the Enforcement Handbook in
Scotland
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Step
1.2
For: Inspector
Are you minded to serve a notice?
Taking into account the different types of
notice,
where there is risk of serious personal injury
and you are of the opinion the activity should be stopped immediately:
- serve an immediate prohibition
notice, taking into account the relevant requirements in stages 2, 3 and 4 of this procedure
where the immediate cessation of the activity would give rise
to further risks, e.g. uncontrolled shutdown of a chemical process:
- consider serving a deferred prohibition notice
where there is, or has been, a legal contravention and it is
likely to continue or be repeated:
- consider serving an improvement notice
where the enforcement decision relates to crown
premises:
- consider serving a crown notice
For guidance on this, please see:
Next: Stage 2: Discuss notice