Health and Safety Executive

Prerequisites for including activities on a licence

AALS Inspector Guidance Note - IGN 1.10

  • Version No & date: 1: 28/01/2010
  • Review date: 01/2013

Issue: Regulation 6 of the Adventure Activities Licensing Regulations 2004 makes it clear that an activity should not be included on a licence unless there is evidence that the provider has: (a) made a suitable and sufficient assessment of the risks; (b) has identified the control measures necessary to ensure safety; (c) implemented the required safety arrangements and (d) appointed a technical advisor(s).

  1. Therefore, before including an activity on the licence AALA requires:
    • An evaluation of the provider’s risk assessment by the inspector;
    • Assurance that the measures identified to control those risks have been implemented by the provider;
    • That the provider’s staff management arrangements ensure that staff are competent to do the work they are deployed to do in the environments in which they are deployed;
    • If non-NGB qualified staff are used, that the provider has verified the competence of those staff by appropriate means;
    • That the provider has identified and appointed a suitably qualified and experienced technical advisor.
  2. It may be appropriate for the Licensing Service to inspect a similar activity if it is a new activity which the provider cannot deliver until a licence is issued.  After including a new activity on the licence but prior to delivery of the activity, the provider must have in place:
    • Adequate risk control measures such as written operating procedures, including emergency procedures;
    • Competent instructors;
    • Appropriate equipment checking and maintenance procedures;
    • A suitable technical advisor.
  3. It may be necessary for the licensing service to inspect newly offered activities once they are happening. 

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